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First-Edition Identification · James M. Cain

Is My Copy of Serenade a First Edition?

Alfred A. Knopf, 1937 · Hardcover (trade)

Last reviewed 4 July 2026 · CC BY 4.0

Quick answer

A first edition of Serenade by James M. Cain (Alfred A. Knopf, 1937) is identified by: Knopf's practice from 1933/34 to 1947 governs this book: the first printing carries the statement "FIRST EDITION" on the copyright page, and Knopf removed that line on later impressions, substituting "Second Printing," "Third Printing," etc. — a Knopf Serenade stated "second printing, December 1937" is recorded in the trade. Alfred A. Knopf, New York, 1937 is the true first of Cain's second novel, and it completes the core Cain Knopf run.

Checklist — a true first has these:

AuthorJames M. Cain
PublisherAlfred A. Knopf
Year1937
True firstUS edition
FormatHardcover (trade)
Key pointKnopf's practice from 1933/34 to 1947 governs this book: the first printing carries the statement "FIRST EDITION" on the copyright page…
Book-club edition exists?No

The points of issue

Decode the printer’s key: paste the number line into the decoder · Alfred A. Knopf first-edition guide.

How Alfred A. Knopf marked a first edition

Full Alfred A. Knopf first-edition guide →

How to verify your copy, step by step

  1. Find the copyright page — the verso (back) of the title page.
  2. Confirm the first-edition statement — look for “First Edition,” “First Printing,” or the publisher’s equivalent wording.
  3. Check for a number line or dated printing — the lowest number present is the printing; a dated first printing with no later printings listed is the tell.
  4. Verify this is the US true first — not a later-market or reprint edition.
  5. Rule out a book-club edition — a blind-stamp on the rear board or a jacket with no printed price marks a book-club copy.
  6. Photograph four things — the front cover, spine, title page, and copyright page — the standard record for identification.

The dust jacket

For a collectible first edition the dust jacket matters as much as the book. Confirm the jacket is present and unclipped — the printed price should still be at the corner of the flap (a clipped corner or a price-less flap can indicate a book-club issue). First-state jackets can differ from later ones in the cover art, blurbs, or review quotations; where a specific first-state jacket point is known for this title it is noted above.

Binding & format

Where multiple bindings exist, the hardcover trade issue is usually (but not always) the precedence copy — confirm against the points above. Later printings often show cheaper cloth, thinner boards, or simplified spine stamping. A simultaneous signed or limited issue, when one exists, is a distinct state from the trade first.

Is this the true first?

Alfred A. Knopf, New York, 1937 is the true first of Cain's second novel, and it completes the core Cain Knopf run. The first English edition is Jonathan Cape, London, 1938 — copyright page reading "First Published 1938," 286 pp., red cloth — a later, separate setting that does not compete for precedence but is collected in its own right as the first UK edition and is decidedly scarce in its dust jacket. No prior foreign-language edition exists; the book was written and first published in English.

Telling it from reprints & book-club editions

No contemporaneous book-club issue of the Knopf 1937 first is documented in the sources consulted, so the operative checks are the "FIRST EDITION" line on the copyright page and a priced, unclipped Dwiggins jacket. Later Knopf impressions announce themselves on the copyright page by printing number and month; any copy carrying a printing statement, lacking the "FIRST EDITION" line, or bearing a reprint house's imprint on the spine or title page is a later book.P-040592

Frequently asked questions

Is my copy of Serenade a first edition?

A first edition of Serenade by James M. Cain (Alfred A. Knopf) is identified by: Knopf's practice from 1933/34 to 1947 governs this book: the first printing carries the statement "FIRST EDITION" on the copyright page, and Knopf removed that line on later impressions, substituting "Second Printing," "Third Printing," etc. — a Knopf Serenade stated "second printing, December 1937" is recorded in the trade.

How do I tell the first printing from a later one?

Check the copyright page. A stated first edition, a number line ending in 1, or a dated first printing with no later printings listed is the key. Alfred A. Knopf, New York, 1937 is the true first of Cain's second novel, and it completes the core Cain Knopf run.

Is the book-club edition the same as the first?

No contemporaneous book-club issue of the Knopf 1937 first is documented in the sources consulted, so the operative checks are the "FIRST EDITION" line on the copyright page and a priced, unclipped Dwiggins jacket. Later Knopf impressions announce themselves on the copyright page by printing number and month; any copy carrying a printing statement, lacking the "FIRST EDITION" line, or bearing a reprint house's imprint on the spine or title page is a later book.

I have a first edition of Serenade — what should I do?

First, document the copy: photograph the copyright page (the number line and any edition statement) and the dust-jacket flap. Confirm the points of issue above against your copy, and decode the printing with the free First Edition Checker. Clearing out books? I take them as a free donation and make sure collectible copies are identified, not discarded: free pickup in the Albuquerque metro (scheduled by route), the 24/7 drop box at 5445 Edith Blvd NE, or donor-paid mail-in from anywhere in the US. Questions? Call or text 505-250-3804.

Glossary

First edition
Every copy printed from the first setting of type. Collectors usually want the first edition, first printing (the true first).
First printing / impression
A single press run from that setting. The first printing is the earliest and most desirable; later printings are still the first edition but not the true first.
Number line (printer's key)
A row of numbers on the copyright page (e.g. 10 9 8 7 6 5 4 3 2 1). The lowest number present is the printing — a line including 1 marks a first printing (Random House deliberately ends at 2).
Points of issue
Specific physical details — a stated edition, a number line, a typo, a jacket state — that identify the true first printing.
Book-club edition (BCE)
A reprint made for a book club. Tells include a blind-stamped dot or square on the rear board and a dust jacket with no printed price. Not the true first.
First thus
The first appearance of a particular version (first paperback, first illustrated, first U.S. printing) — a first of that kind, not the first edition of the work.

Related first editions

How to cite this page

New Mexico Literacy Project. “Is Serenade by James M. Cain a First Edition? Points of Issue.” NMLP First-Edition Identification Reference. Reviewed 4 July 2026. Retrieved from https://newmexicoliteracyproject.org/first-edition/serenade. Licensed CC BY 4.0 — part of the open Canonical First-Edition Points of Issue dataset (DOI 10.5281/zenodo.21184548).

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